Investment Introduction Agreement

Any transfer of legal ownership of the shares of the investor referred to in paragraph 21.1 is conditional, if required by The Nominee Company or Investee Company, on the investor or his estate to agree to be bound to the terms of a shareholders` agreement or similar document in relation to the holding company at the time of the transfer. All the clauses mentioned in this article are heavily negotiated between the founder and the investor. The aim is to strike a balance between the company`s freedom of enterprise and the protection of an investor`s investment. It is possible that a mixture of shareholder contract (SHA), share purchase agreement (SSA) and share purchase agreement (SPA) could be concluded between the parties at the time of the investment, since the new investor could partially subscribe to new securities and acquire shares in part from an existing investor. Once the investment agreements have been concluded and the money is paid to the company, the company will have to submit its amended statutes (AOA) to the Registrar of Companies (ROC) within 30 days. In order to meet the investor`s wishes under paragraphs 3.1 and 3.2, the investor wishes to nominate the candidate candidate of the investor who buys, manages and holds the investor`s shares on behalf of the investor in the event that the financing cycle is completed. The Nominee is a company licensed and regulated by the Financial Conduct Authority, whose activities consist of maintaining the platform and managing the investments made through it for investors. Timing is crucial. If you do not have a clear contractual right to the fees before proceeding with the introduction – or at least a signed confidentiality and circumvention agreement – you can only count on the goodwill of the parties to pay you a tax. If the shares issued by Investee Company in accordance with paragraph 8.1, as stated in the Pitch, subsequently constitute rights to other types of shares of the holding company or convertible into other types of shares, The nominee may be required to replace, at the time of the issuance of these other shares, a subsequent underwriting agreement and/or other agreement with Investee Company (which may replace the agreement under paragraph 8.1.1) as a candidate of the investor and co-investors, and to have these other types of shares legally qualified on behalf of the designated custodian on behalf of the investor and co-investors.

Comments are closed.

Post Navigation